Introduction: A global financial technology company specializing in securities finance is seeking a Compliance Officer to join its Tokyo team. This is an exciting opportunity for an experienced compliance professional to contribute to the development of innovative technology solutions that enhance the efficiency and transparency of securities financing markets.
About the Role: The successful candidate will oversee a broad range of compliance activities within a fintech business focused on securities financing, including repurchase agreements (repo transactions) and securities lending.
Working in an international environment, the Compliance Officer will support the implementation of compliance programs, monitor regulatory developments, and help ensure that business operations adhere to applicable laws, regulations, and internal policies. The role also involves collaborating with internal teams and external stakeholders to address compliance matters and support the company's continued growth.
This position offers the opportunity to combine financial services compliance expertise with exposure to innovative technology in a specialized and evolving area of global financial markets.
Responsibilities: ◉Develop, implement, and maintain compliance programs and internal policies. ◉Monitor regulatory developments and assess their implications for the business. ◉Conduct compliance monitoring and support adherence to applicable laws, regulations, and internal requirements. ◉Advise internal stakeholders on compliance-related matters and help address potential regulatory risks. ◉Collaborate with internal teams and external stakeholders on compliance initiatives and regulatory matters. ◉Support the continuous improvement of compliance processes and controls. ◉Undertake other compliance-related responsibilities as required.
Requirements: ◉At least five years of relevant compliance experience. ◉Previous experience working in the financial services industry. ◉Business-level proficiency in both Japanese and English, or equivalent language skills to operate effectively in an international business environment. ◉Strong understanding of compliance requirements and the ability to assess regulatory matters in a practical business context. ◉Excellent communication and stakeholder management skills. ◉A proactive approach to problem-solving and the ability to work independently. ◉A collaborative mindset and the flexibility to adapt to a dynamic, evolving business environment.
Why Apply: ◉Join an innovative fintech business: Contribute to the development of technology-driven solutions that modernize securities financing markets. ◉Gain exposure to specialized financial markets: Build expertise in repo transactions, securities lending, and the broader securities finance ecosystem. ◉Work in a global environment: Collaborate with international colleagues and stakeholders while applying your Japanese and English language skills. ◉Make a meaningful impact: Help shape compliance frameworks and support responsible business growth in a technology-focused organization. ◉Enjoy a dynamic and evolving environment: Take ownership of compliance initiatives and contribute to the continuous improvement of processes and controls. ◉Develop your career at the intersection of finance and technology: Expand your professional experience in a specialized fintech sector with exposure to evolving regulatory and operational challenges.